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Clark Durham

Stifel, Nicolaus & Company, Incorporated
38 Years of Experience
Dallas, TX
2 DisclosuresBroker
View SEC Summary
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Clark Durham is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 38 years of industry experience. Clark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2850 North Harwood, 18TH FLOOR & 17th FLOOR, Dallas, TX, 75201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
September 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Clark serves as a non-family custodian.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2021 - Present · 5 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Jefferies LLCBroker
April 2010 - January 2021 · 10 yrs 9 mos
Leucadia Asset Management LLC
April 2010 - January 2021 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - April 2010 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - April 2010 · 5 yrs 8 mos
Credit Suisse First Boston
January 2003 - September 2004 · 1 yr 8 mos
Credit Suisse First Boston LLCBroker
November 2000 - September 2004 · 3 yrs 10 mos
Donaldson Lufkin & Jenrette Securities Corporation
December 1987 - January 2003 · 15 yrs 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1987 - January 2003 · 15 yrs 2 mos
State Registrations21 states
ARAZCAFLGAIAKSLAMIMNMOMSNVNYOHOKTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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