Michele Powell
Michele Powell is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2850 North Harwood, 18th Floor, Dallas, TX, 75201
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2009Customer Dispute
July 2008Other Business Activities
Michele is the sole manager of Dorothea Ventures, LLC, making private equity investments in start-up companies, dedicating minimal time. She also serves as Membership Chair on the Board of Directors for Executive Women of Dallas, a social organization, spending minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.