Kyle Rainwater
Kyle Rainwater is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2850 North Harwood, 18th Floor, Dallas, TX, 75201
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Criminal
December 1994Other Business ActivitiesSells Insurance
Kyle is an agent for B. Riley Wealth Insurance, selling life insurance and annuities. He spends a few hours per week on this activity, including time during securities trading hours.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
United Capital Financial Advisers
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.