Kyle Rainwater
Kyle Rainwater is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 14 years of industry experience. Kyle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
2850 North Harwood, 18TH FLOOR & 17th FLOOR, Dallas, TX, 75201
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Criminal
December 1994Other Business ActivitiesSells Insurance
Kyle is an agent for B. Riley Wealth Insurance, selling life insurance and annuities. He spends a few hours per week on this activity, including time during securities trading hours.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
United Capital Financial Advisers
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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