MP
MP
Maria Pessoa
37 Years of Experience
Coral Gables, FL
1 DisclosureBroker
Maria Pessoa is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2008Closed-No Action
Other Business Activities
Maria is the guardian for her mother, starting in 2019. This investment-related activity requires a significant time commitment, approximately 720 hours per month.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2016 - April 2021 · 4 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2016 - April 2021 · 4 yrs 7 mos
UBS Financial Services INC.Broker
January 2010 - October 2016 · 6 yrs 9 mos
UBS Financial Services INC.
January 2010 - October 2016 · 6 yrs 9 mos
UBS International INC.Broker
June 2002 - January 2010 · 7 yrs 7 mos
UBS International INC.
June 2002 - January 2010 · 7 yrs 7 mos
UBS Painewebber INC.Broker
January 1995 - June 2002 · 7 yrs 5 mos
UBS Painewebber INC.
January 1995 - June 2002 · 7 yrs 5 mos
Lehman Brothers INC.Broker
October 1988 - February 1995 · 6 yrs 4 mos
State Registrations8 states
CAFLMANCNYTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.