Michael Hurtgen
Michael Hurtgen is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenwood Village, CO, with 37 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6312 S Fiddler'S Green Circle, Suite 300E, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (3)
Regulatory
October 2018Regulatory
March 2018Employment Separation After Allegations
February 2016Other Business ActivitiesSells Insurance
Michael owns Hurtgen Investments LLC, operating as Caerus Advisors, providing financial services since 2009, dedicating about a quarter of his time. Since 2022, Michael also works as an insurance agent selling life insurance, fixed annuities, and long-term care, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Girard Securities, INC.Broker
Girard Securities, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
U.S. Bancorp Investments, INC.Broker
Bear, Stearns & CO. INC.Broker
Painewebber IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.