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Randall Mason

Cetera Investment Advisers LLC
37 Years of Experience
Centennial, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Randall Mason is a registered investment advisor at Cetera Investment Advisers LLC, based in Centennial, CO, with 37 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

6855 S Havana St Ste 270, Centennial, CO, 80112

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History

Regulatory History (2)
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Customer Dispute
July 2023
Final
Customer Dispute
November 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Randall is the president and registered representative of Cirrus Financial Group Inc., dedicating full-time hours to financial and insurance services. He also sells fixed insurance products, including life, health, disability, annuities, long-term care, crop, property and casualty, and auto insurance, spending a few hours per week on this activity, and owns Mason Insurance Inc., spending a few hours per week managing and selling the company.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLC
February 2015 - Present · 11 yrs 8 mos
Cetera Advisors LLCBroker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2015 - March 2024 · 9 yrs 1 mo
Spc
March 2002 - February 2015 · 12 yrs 11 mos
Parkland Securities, LLCBroker
February 2002 - February 2015 · 13 yrs
Walnut Street Securities, INC.Broker
January 1998 - February 2002 · 4 yrs 1 mo
Workman Securities CorporationBroker
December 1993 - January 1998 · 4 yrs 1 mo
Gdn Securities, LTD.Broker
January 1992 - December 1993 · 1 yr 11 mos
Amev Investors, INC.Broker
July 1989 - January 1992 · 2 yrs 6 mos
State Registrations11 states
ALAZCOFLILMINEOHOKSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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