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Randall Mason

36 Years of Experience
Centennial, CO
2 DisclosuresBrokerSells Insurance

Randall Mason is a registered investment advisor at Cetera Investment Advisers LLC, based in Centennial, CO, with 36 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6855 S Havana St Ste 270, Centennial, CO, 80112

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History

Regulatory History (2)
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Customer Dispute
July 2023
Final
Customer Dispute
November 2021
Settled
Other Business ActivitiesSells Insurance

Randall is the president and registered representative of Cirrus Financial Group Inc., dedicating full-time hours to financial and insurance services. He also sells fixed insurance products, including life, health, disability, annuities, long-term care, crop, property and casualty, and auto insurance, spending a few hours per week on this activity, and owns Mason Insurance Inc., spending a few hours per week managing and selling the company.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLC
February 2015 - Present · 11 yrs 7 mos
Cetera Advisors LLCBroker
February 2015 - Present · 11 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
February 2015 - March 2024 · 9 yrs 1 mo
Spc
March 2002 - February 2015 · 12 yrs 11 mos
Parkland Securities, LLCBroker
February 2002 - February 2015 · 13 yrs
Walnut Street Securities, INC.Broker
January 1998 - February 2002 · 4 yrs 1 mo
Workman Securities CorporationBroker
December 1993 - January 1998 · 4 yrs 1 mo
Gdn Securities, LTD.Broker
January 1992 - December 1993 · 1 yr 11 mos
Amev Investors, INC.Broker
July 1989 - January 1992 · 2 yrs 6 mos
State Registrations11 states
ALAZCOFLILMINEOHOKSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.