TrueAdvisor
TrueAdvisor
CD
CD

Charles Dodson

Stifel, Nicolaus & Company, Incorporated
37 Years of Experience
St. Louis, MO
Broker
View SEC Summary
View SEC Summary

Charles Dodson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 37 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

501 North Broadway, St. Louis, MO, 63102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Charles owns and manages real estate through Black River Resort LLC, dedicating a few hours per week. He also serves as a committeeman for the St Francois County Republican Central Committee, spending minimal time on this activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2022 - Present · 4 yrs 9 mos
Stifel Independent Advisors, LLC
January 2022 - Present · 4 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2022 - Present · 4 yrs 9 mos
Stifel Independent Advisors, LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Jag Capital Management LLC
March 2013 - January 2021 · 7 yrs 10 mos
Jag Advisors
February 2010 - May 2013 · 3 yrs 3 mos
J.A. Glynn Investments, LLC.Broker
January 2007 - March 2021 · 14 yrs 2 mos
Ffp Securities, INC.Broker
February 2003 - February 2007 · 4 yrs
RBC Dain Rauscher INC.Broker
April 2000 - October 2002 · 2 yrs 6 mos
Walnut Street Securities, INC.Broker
April 1994 - April 2000 · 6 yrs
Robert Thomas Securities, INCBroker
December 1992 - March 1994 · 1 yr 3 mos
Pruco Securities CorporationBroker
November 1991 - January 1993 · 1 yr 2 mos
The Prudential Insurance Company of AmericaBroker
November 1991 - January 1993 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
August 1989 - October 1991 · 2 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
August 1988 - August 1989 · 1 yr
Hibbard Brown & CO., INC.Broker
May 1988 - June 1988 · 1 mo
Sherwood Capital, INC.Broker
September 1987 - June 1988 · 9 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in St. Louis, MO →All financial advisors in Missouri →