Charles Dodson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
501 North Broadway, St. Louis, MO, 63102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles owns and manages real estate through Black River Resort LLC, dedicating a few hours per week. He also serves as a committeeman for the St Francois County Republican Central Committee, spending minimal time on this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel Independent Advisors, LLC
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel Independent Advisors, LLCBroker
Previous Registrations
Jag Capital Management LLC
Jag Advisors
J.A. Glynn Investments, LLC.Broker
Ffp Securities, INC.Broker
RBC Dain Rauscher INC.Broker
Walnut Street Securities, INC.Broker
Robert Thomas Securities, INCBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Hibbard Brown & CO., INC.Broker
Sherwood Capital, INC.Broker
State Registrations1 state
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