Brian Horiuchi
Brian Horiuchi is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in San Jose, CA, with 37 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
5890 Silver Creek Valley Road, San Jose, CA, 95138
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Brian serves as a trustee for the Ben Y and Marge T Horiuchi Family Trust, reviewing trust assets. This investment-related activity requires minimal time.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Pfg Advisors
Previous Registrations
Osaic Wealth, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
CueBroker
Financial Horizons Securities CorporationBroker
Citicorp Investment ServicesBroker
Guardian Investor Services CorporationBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
Mimlic Sales CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.