Carolyn Simon is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Mack Center Iv, South 61, Paramus Road, Paramus, NJ, 07652
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2025 - Present · 1 yr 3 mos
Morgan Stanley
April 2025 - Present · 1 yr 3 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2021 - April 2025 · 4 yrs 1 mo
J.P. Morgan Securities LLCBroker
March 2021 - April 2025 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLC
February 2019 - March 2021 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2018 - March 2021 · 2 yrs 6 mos
Mbsc Securities CorporationBroker
October 2014 - December 2015 · 1 yr 2 mos
PNC Investments
November 2012 - August 2014 · 1 yr 9 mos
PNC InvestmentsBroker
November 2012 - August 2014 · 1 yr 9 mos
Morgan Stanley
February 2011 - October 2012 · 1 yr 8 mos
Morgan StanleyBroker
January 2011 - October 2012 · 1 yr 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - June 2004 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - June 2004 · 11 mos
Veravest Investments, INC.Broker
September 1998 - August 2003 · 4 yrs 11 mos
Ust Financial Services CORP.Broker
March 1998 - August 1998 · 5 mos
Citicorp Investment ServicesBroker
January 1994 - December 1996 · 2 yrs 11 mos
Gruntal & CO. IncorporatedBroker
May 1992 - January 1993 · 8 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1987 - July 1988 · 9 mos
State Registrations5 states
FLMDNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.