John Morrison
John Morrison is a registered investment advisor at LPL Financial LLC, based in Stockton, CA, with 37 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
338 E Lindsay St, Stockton, CA, 95202
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2020Criminal
September 1987Criminal
January 1983Other Business ActivitiesSells Insurance
John operates under the DBA Bank of Stockton Investment and Insurance Services for his LPL business, dedicating nearly full-time hours to it. He also works as an agent selling non-variable insurance, specifically fixed annuities, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Marketing One Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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