John Morrison
John Morrison is a registered investment advisor at LPL Financial LLC, based in Dixon, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2200 N 1st St, Dixon, CA, 95620
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2020Criminal
September 1987Criminal
January 1983Other Business ActivitiesSells Insurance
John operates under the DBA Bank of Stockton Investment and Insurance Services for his LPL business, dedicating nearly full-time hours to it. He also works as an agent selling non-variable insurance, specifically fixed annuities, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Marketing One Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.