Michael Talley
Michael Talley is a registered investment advisor at LPL Financial LLC, based in Stockton, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2202 Grand Canal Blvd. #10, Stockton, CA, 95207
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2014Other Business Activities
Michael operates under two DBAs for his LPL business: Financial Resources Group since 2010 and MT Retirement Planning since 2016. MT Retirement Planning is used for investment, advisory, and financial planning services and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Waddell & Reed, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.