Christopher Brown
Christopher Brown is a registered investment advisor at LPL Financial LLC, based in Stockton, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10100 Trinity Pkwy., Ste 430, Stockton, CA, 95219
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Christopher is associated with Echelon Wealth Management, a DBA for his LPL business. He spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Emmett a Larkin Company, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.