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Kevin Charos

Janney Montgomery Scott LLC
38 Years of Experience
Red Bank, NJ
2 DisclosuresBroker
View SEC Summary
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Kevin Charos is a registered investment advisor at Janney Montgomery Scott LLC, based in Red Bank, NJ, with 38 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

322 Rt. 35, Suite 110, Red Bank, NJ, 07701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2018
Final
Customer Dispute
February 2015
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin is involved in several outside business activities, including managing the Kevin Charos Family LP for estate tax purposes, owning a portion of Earagail LLC, and owning rental properties. He also serves as a co-executor of a will, dedicating minimal time to this role.

Employment History
Current Registrations
Janney Montgomery Scott LLC
September 2005 - Present · 21 yrs 2 mos
Janney Montgomery Scott LLCBroker
November 2001 - Present · 25 yrs
Previous Registrations
C.E. Unterberg, Towbin (a California Limited Partnership)Broker
January 2001 - November 2001 · 10 mos
M. H. Meyerson & CO., INC.Broker
July 1991 - January 2001 · 9 yrs 6 mos
Barrett Day Securities, INC.Broker
February 1990 - August 1991 · 1 yr 6 mos
Barrett Day Securities, INC.Broker
May 1989 - August 1991 · 2 yrs 3 mos
Individual's Securities LTD.Broker
November 1988 - May 1989 · 6 mos
Greentree Securities CORP.Broker
October 1987 - December 1988 · 1 yr 2 mos
State Registrations17 states
ALCACTDEFLGAILKSMANCNHNJNVNYSCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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