JC
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James Chaney
38 Years of Experience
Springfield, MO
1 DisclosureBroker
James Chaney is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1736 E Sunshine Suite 504, Springfield, MO, 65804
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
August 2010Other Business Activities
James operates under the DBA Chaney Asset Management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
November 2017 - Present · 8 yrs 6 mos
Cetera Wealth Services, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2017 - June 2023 · 5 yrs 7 mos
Girard Securities, INC.
September 2011 - November 2017 · 6 yrs 2 mos
Girard Securities, INC.Broker
December 2010 - November 2017 · 6 yrs 11 mos
Oppenheimer & CO. INC.Broker
October 2010 - November 2010 · 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - August 2010 · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLC
April 2009 - August 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - April 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2009 · 2 yrs
Morgan Stanley
October 2001 - April 2007 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
February 2001 - April 2007 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1987 - March 2001 · 13 yrs 4 mos
State Registrations3 states
ARMOTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.