JC
JC
James Chaney
38 Years of Experience
Springfield, MO
1 DisclosureBroker
James Chaney is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...
Location
1736 E Sunshine Suite 504, Springfield, MO, 65804
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2010Other Business Activities
James operates under the DBA Chaney Asset Management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
November 2017 - Present · 8 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2017 - June 2023 · 5 yrs 7 mos
Girard Securities, INC.
September 2011 - November 2017 · 6 yrs 2 mos
Girard Securities, INC.Broker
December 2010 - November 2017 · 6 yrs 11 mos
Oppenheimer & CO. INC.Broker
October 2010 - November 2010 · 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - August 2010 · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLC
April 2009 - August 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - April 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2009 · 2 yrs
Morgan Stanley
October 2001 - April 2007 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
February 2001 - April 2007 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1987 - March 2001 · 13 yrs 4 mos
State Registrations3 states
ARMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- James Lewis, CFPCetera Investment Advisers LLC
- Kelly Parker, CFPCetera Investment Advisers LLC
- Randal Renkel, CFPCetera Investment Advisers LLC
- Skyler Petruccelli, CFPCetera Investment Advisers LLC
- Daniel MalachowskiCetera Investment Advisers LLC
- Karla Mccullough, CFPCetera Investment Advisers LLC