DM
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Daniel Malachowski

25 Years of Experience
Springfield, MO
1 DisclosureBrokerSells Insurance

Daniel Malachowski is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2833-B E Battlefield, Suite 110, Springfield, MO, 65804

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History

Regulatory History (1)
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Customer Dispute
May 2022
Settled
Other Business ActivitiesSells Insurance

Daniel sells fixed insurance, including life and annuities, and is an insurance agent for Ataraxia Insurance Agency, dedicating a few hours per week to each. He is also involved in several other businesses, including real estate, financial services, arts coordination, and financial literacy education.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity Corporation
May 2019 - April 2022 · 2 yrs 11 mos
First Financial Equity CorporationBroker
April 2019 - April 2022 · 3 yrs
First Financial Equity Corporation
April 2019 - April 2019 · 0 mos
Ntb Advisors, a Division of Ntb Financial Corporation
December 2018 - April 2019 · 4 mos
Ntb Financial CorporationBroker
July 2000 - April 2019 · 18 yrs 9 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Malachowski - Financial Advisor | TrueAdvisor