GT
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Gary Tantleff
36 Years of Experience
Warren, NJ
1 DisclosureBroker
Gary Tantleff is a registered investment advisor at UBS Financial Services INC., based in Warren, NJ, with 36 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
184 Liberty Corner Road, Suite 101, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2000Pending
Employment History
Current Registrations
UBS Financial Services INC.Broker
October 2008 - Present · 18 yrs
UBS Financial Services INC.
October 2008 - Present · 18 yrs
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley
March 2004 - April 2007 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
March 2004 - April 2007 · 3 yrs 1 mo
Wachovia Securities, LLC
July 2003 - April 2004 · 9 mos
Wachovia Securities, LLCBroker
July 2003 - April 2004 · 9 mos
Prudential Securities Incorporated
July 2002 - July 2003 · 1 yr
Prudential Securities IncorporatedBroker
December 1999 - July 2003 · 3 yrs 7 mos
Tucker Anthony IncorporatedBroker
September 1999 - December 1999 · 3 mos
Gibraltar Securities CO.Broker
May 1994 - September 1999 · 5 yrs 4 mos
Hym Financial, INC.Broker
January 1990 - May 1994 · 4 yrs 4 mos
State Registrations45 states
AKALAZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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