James Lauer is a registered investment advisor at Wells Fargo Advisors, based in Denver, CO, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1700 Lincoln St 10th & 11th Fls, Denver, CO, 80203
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2004Customer Dispute
June 2003Customer Dispute
October 2001Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Brokerage Services, L.L.C.Broker
Fn Investment CenterBroker
Integrated Resources Investment Centers, INC.Broker
Columbia Investment Services, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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