LG
CFP
LG
CFP
Lisa Gallo is a CFP-designated registered investment advisor, based in Danville, CA, with 29 years of industry experience.
Location
390 Diablo Rd, Suite 100, Danville, CA, 94526
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Award / Judgment
Other Business ActivitiesSells Insurance
Lisa is an independent contractor providing financial awareness through the Society of Financial Awareness and owns rental property. She is also an Investment Advisor Rep with Encompass More Asset Management, and an agent with Westland Financial Services, where she provides insurance and investment solutions, dedicating about 5% of her time.
Employment History
Current Registrations
Encompass More Investments, LLCBroker
February 2024 - Present · 2 yrs 5 mos
Encompass More Asset Management LLC
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Independent Financial Group, LLCBroker
December 2023 - January 2024 · 1 mo
Independent Financial Group, LLC
December 2023 - January 2024 · 1 mo
O'donnell Financial Services, LLC
October 2018 - February 2024 · 5 yrs 4 mos
Independent Financial Group, LLC
October 2018 - December 2023 · 5 yrs 2 mos
Independent Financial Group, LLCBroker
October 2018 - December 2023 · 5 yrs 2 mos
United Planners' Financial Services of America a Limited Partner
June 2017 - October 2018 · 1 yr 4 mos
United Planners' Financial Services of America a Limited PartnerBroker
June 2017 - October 2018 · 1 yr 4 mos
National Planning CorporationBroker
January 2014 - June 2017 · 3 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2014 - June 2017 · 3 yrs 5 mos
Vsr Advisory Services
October 2012 - August 2013 · 10 mos
Vsr Financial Services, INC.Broker
October 2012 - August 2013 · 10 mos
Wedbush Securities INC.
March 2012 - October 2012 · 7 mos
Wedbush Securities INC.Broker
November 2006 - October 2012 · 5 yrs 11 mos
Howe Barnes Hoefer & Arnett, INC.Broker
August 2006 - December 2006 · 4 mos
Hoefer & Arnett, IncorporatedBroker
December 1995 - August 2006 · 10 yrs 8 mos
State Registrations4 states
CAKSNCOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.