Wesley Cumbie is a registered investment advisor, based in Lubbock, TX, with 38 years of industry experience.
Location
5703 114th Street, Suite 100, Lubbock, TX, 79424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wesley owns a farm used for hunting and fishing since 2020, dedicating minimal time to it. He is also an agent at Oakcrest Insurance Agency since 2023, selling non-variable life insurance, which takes a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cwm, LLC
LPL Financial LLC
LPL Financial LLCBroker
Prudential Securities IncorporatedBroker
Prudential Securities Incorporated
Painewebber IncorporatedBroker
J.C. Bradford & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MML Investors Services, INC.Broker
Nml Equity Services, INC.Broker
MML Investors Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.