Joseph Rubinstein
Joseph Rubinstein is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
70 S Lake Ave Ste 900, Pasadena, CA, 91101
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Regulatory History (1)
Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Joseph operates under the DBA DSI Wealth Management Group Inc for his LPL business. He also sells non-variable insurance products, dedicating a few hours per week to this activity since 1988.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Dsi Advisers, INC.
Diversified Securities, IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.