Ernest Arnold
Ernest Arnold is a registered investment advisor at LPL Financial LLC, based in S Pasadena, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
S Pasadena, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 1999Regulatory
October 1998Regulatory
May 1989Other Business ActivitiesSells Insurance
Ernest is an agent selling accident & health, life, and variable insurance products. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Rjj Pasadena Securities, INC.
Rjj Pasadena Securities, INC.Broker
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Brookstreet Securities CorporationBroker
Interfirst Capital CorporationBroker
Interfirst Capital CorporationBroker
W.J. Gallagher & Company, INC.Broker
M.A. Gillespie Investment CORP.Broker
Baraban Securities, INC.Broker
Prabank Capital LimitedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.