Jing Sun is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 10 years of industry experience. Jing is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
70 S. Lake Ave., Ste. 700, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004Settled
Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLC
January 2024 - March 2024 · 2 mos
LPL Financial LLCBroker
November 2023 - March 2024 · 4 mos
Fortune Securities, INC.Broker
January 2008 - November 2010 · 2 yrs 10 mos
American General Securities Incorporated
April 2006 - December 2007 · 1 yr 8 mos
American General Securities IncorporatedBroker
April 2006 - December 2007 · 1 yr 8 mos
Jefferson Pilot Securities CORP
September 2005 - April 2006 · 7 mos
Jefferson Pilot Securities CorporationBroker
November 2004 - April 2006 · 1 yr 5 mos
New England SecuritiesBroker
March 2002 - June 2004 · 2 yrs 3 mos
Signator Investors, INC.Broker
May 2001 - April 2002 · 11 mos
Brookfield Securities, INC.Broker
December 2000 - April 2001 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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