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CFP

Gregory Smith

Ameriprise Financial Services, LLC
38 Years of Experience
McLean, VA
Broker
View SEC Summary
View SEC Summary

Gregory Smith is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in McLean, VA, with 38 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8401 Greensboro Dr, Ste 230, McLean, VA, 22102-3598

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is a part-owner, pilot, and treasurer of TLC Aviation, an airplane ownership business, dedicating about 10-20% of his time. He is also a co-owner of Unity Squared, LLC, managing the Ameriprise business, and spends about 10-20% of his time on this, including a few hours during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 1988 - Present · 38 yrs 8 mos
Ameriprise Financial Services, LLC
November 1987 - Present · 38 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 1987 - Present · 38 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 2001 - July 2001 · 3 mos
Ids Life Insurance CompanyBroker
October 1999 - February 2000 · 4 mos
State Registrations18 states
CADCDEFLGAINLAMDMIMNNCNHNJPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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