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Shihi Chu

27 Years of Experience
McLean, VA
1 DisclosureBroker

Shihi Chu is a registered investment advisor at Ameriprise Financial Services, LLC, based in McLean, VA, with 27 years of industry experience. Shihi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8401 Greensboro Dr, Ste 230, McLean, VA, 22102-3598

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2010
Other Business Activities

Shihi works as a paraplanner for DSKG, LLC since May 2024. This investment-related activity takes about 10-20% of their time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2010 - Present · 16 yrs 2 mos
Ameriprise Financial Services, LLC
May 2010 - Present · 16 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
July 2009 - February 2010 · 7 mos
Stanford Group CompanyBroker
October 2008 - March 2009 · 5 mos
Janney Montgomery Scott LLCBroker
November 1999 - September 2008 · 8 yrs 10 mos
First Maryland Brokerage CorporationBroker
May 1997 - August 1998 · 1 yr 3 mos
State Registrations1 state
VA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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