DG
DG
David Guensch is a registered investment advisor, based in Allentown, PA, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6235 Hamilton Blvd., Suite 100, Allentown, PA, 18106
Get directionsHistory
Regulatory History (4)
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Regulatory
March 2017Final
Employment Separation After Allegations
June 2016Employment Separation After Allegations
December 1987Criminal
February 1987Final Disposition
Other Business ActivitiesSells Insurance
David is involved in outside insurance sales through Cornerstone Portfolios, LLC, a DBA for Lombard Securities. This activity requires a few hours per week.
Employment History
Current Registrations
Lombard Securities Incorporated
September 2016 - Present · 10 yrs 1 mo
Lombard Securities IncorporatedBroker
September 2016 - Present · 10 yrs 1 mo
Lombard Advisers Incorporated
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Great Valley Advisor Group, INC.
July 2015 - August 2016 · 1 yr 1 mo
LPL Financial LLCBroker
June 2015 - July 2016 · 1 yr 1 mo
Voya Financial Advisors, INC.
November 2006 - July 2015 · 8 yrs 8 mos
Voya Financial Advisors, INC.Broker
August 2006 - July 2015 · 8 yrs 11 mos
American Portfolios Advisors, INC
June 2006 - November 2006 · 5 mos
American Portfolios Financial Services, INC.Broker
March 2005 - August 2006 · 1 yr 5 mos
Lombard Securities IncorporatedBroker
April 1996 - March 2005 · 8 yrs 11 mos
Integrated Resources Equity CorporationBroker
November 1988 - April 1989 · 5 mos
Morison Securities, INC.Broker
April 1988 - November 1988 · 7 mos
Morison Securities, INC.Broker
November 1987 - December 1987 · 1 mo
State Registrations9 states
AZFLMDNCNJNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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