DP
DP

Douglas Evans Parker

37 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
7,702 clients
Average Client Portfolio
$392K average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:None
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Location

100 Corporate Woods, Suite 300, Rochester, NY, 14623

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is a board of trustee member for Hope Hall School since 2019 and a fundraising board member for MCC Foundation since 2022. These activities are not investment-related and do not require significant time during trading hours.

Employment History
Current Registrations
Sage, Rutty & CO., INC.
November 2007 - Present · 18 yrs 3 mos
Sage, Rutty & CO., INC.Broker
October 1996 - Present · 29 yrs 4 mos
Previous Registrations
Painewebber IncorporatedBroker
November 1987 - September 1996 · 8 yrs 10 mos
State Registrations27 states
AKAZCACODCFLGAILMAMDMEMIMTNCNHNJNYOHORPASCTNTXVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.