Rodney Mcleod is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225
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Regulatory History (2)
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Customer Dispute
June 2007Denied
Customer Dispute
October 2001Denied
Other Business Activities
Rodney is the owner/operator of a personal farm. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Charles Schwab & CO., INC.
April 2004 - June 2011 · 7 yrs 2 mos
Charles Schwab & CO., INC.Broker
February 2004 - June 2011 · 7 yrs 4 mos
Linsco/private Ledger CORP.Broker
January 2001 - January 2004 · 3 yrs
Dain Rauscher IncorporatedBroker
March 1998 - January 2001 · 2 yrs 10 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
November 1997 - January 1998 · 2 mos
Smith Barney INC.Broker
July 1993 - December 1997 · 4 yrs 5 mos
Lehman Brothers INC.Broker
April 1993 - July 1993 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - April 1993 · 2 yrs 4 mos
State Registrations22 states
ALARAZCACODEFLGALANCNJNMNVNYOHOKPASCSDTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.