JN
JN

John Nebens

38 Years of Experience
San Antonio, TX
1 DisclosureBroker

John Nebens is a registered investment advisor at Raymond James & Associates, INC., based in San Antonio, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

401 E. Sonterra Blvd., #100, San Antonio, TX, 78258

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Settled
Other Business Activities

John has a 1.3% passive ownership stake in Partners Investor Convenience Stores, a commercial real estate venture in San Antonio, TX, since 2004. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
March 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2007 - April 2018 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
February 2007 - April 2018 · 11 yrs 2 mos
Southwest Securities, INC.Broker
August 2002 - February 2007 · 4 yrs 6 mos
UBS Painewebber INC.
August 2000 - August 2002 · 2 yrs
UBS Painewebber INC.Broker
August 2000 - August 2002 · 2 yrs
J.C. Bradford & CO.Broker
January 1998 - August 2000 · 2 yrs 7 mos
Arneson, Kercheville and Associates, INC.Broker
July 1997 - January 1998 · 6 mos
Barber & Bronson IncorporatedBroker
November 1996 - June 1997 · 7 mos
Harris Webb & Garrison, INC.Broker
May 1996 - November 1996 · 6 mos
Arneson, Kercheville and Associates, INC.Broker
September 1988 - May 1996 · 7 yrs 8 mos
Ladenburg, Thalmann & CO., INC.Broker
December 1987 - August 1988 · 8 mos
State Registrations36 states
ALARAZCACOCTFLGAHIIDILKSLAMAMDMIMOMSMTNCNJNMNVNYOHOKORPASCSDTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.