Catherine Zaino
Catherine Zaino is a registered investment advisor at Souders Financial Advisors, LLC, based in Springfield, OH, with 28 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,351 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.10% |
| $500K - $750K | 1.00% |
| $750K - $1.0M | 0.90% |
| $1.0M - $1.3M | 0.80% |
| $1.3M - $2.5M | 0.70% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $7.5M | 0.60% |
| $7.5M - $10.0M | 0.55% |
| $10M+ | 0.50% |
All fees are subject to negotiation. Client accounts may be aggregated for fee arrangement purposes in order to achieve breakpoints.
Fee Estimator
Location
20 S. Limestone Street, Suite 245, Springfield, OH, 45502
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is affiliated with Strategic Capital Advisors and Advantage Investment Management, LLC as an investment advisor representative. She also sells health, dental, life, and disability insurance, dedicating about half of her time to insurance sales through an entity called Accompany Benefits, LLC DBA Sequent.
Employment History
Current Registrations
Souders Financial Advisors, LLC
Previous Registrations
Advantage Investment Management, LLC
LPL Financial LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Copeland Equities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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