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AB
CFP
AB
CFP

Andrew Barlow

LPL Financial LLC
16 Years of Experience
Springfield, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Barlow is a CFP-designated registered investment advisor at LPL Financial LLC, based in Springfield, OH, with 16 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

49 E College Ave Ste 200, Springfield, OH, 45504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is involved in multiple real estate rental businesses and LLCs for tax/investment purposes. He also owns ADB Financial Planning & Consulting LLC, where he spends a few hours per week on tax preparation and accounting.

Employment History
Current Registrations
LPL Financial LLC
April 2022 - Present · 4 yrs 6 mos
LPL Financial LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cadaret Grant & CO INC
April 2010 - May 2022 · 12 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
December 2009 - May 2022 · 12 yrs 5 mos
State Registrations21 states
ALAZCACOCTFLGAILINKSKYMDMINCNYOHSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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