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CFP
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CFP

Trent Schuler

Gwn Securities INC.
31 Years of Experience
Springfield, OH
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Trent Schuler is a CFP-designated registered investment advisor at Gwn Securities INC., based in Springfield, OH, with 31 years of industry experience. Trent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3380 Middle Urbana Road, Springfield, OH, 45502

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Closed-No Action
Customer Dispute
February 2006
Denied
Customer Dispute
March 2005
Closed-No Action
Customer Dispute
November 2004
Settled
Customer Dispute
July 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Trent is the CEO/Owner of Schuler's Bakery, Inc. and an operating manager for New Millennium MGMT LLC, Gemini Partners MGMT LLC, and Galaxy MGMT LLC; he also provides insurance to financial planning clients through Schuler Financial Group LLC, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Gwn Securities INC.Broker
November 2017 - Present · 8 yrs 11 mos
Gwn Securities INC.
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
August 2011 - November 2017 · 6 yrs 3 mos
National Planning CorporationBroker
August 2011 - November 2017 · 6 yrs 3 mos
Gwn Securities INC.
September 2005 - September 2011 · 6 yrs
Gwn Securities INC.Broker
September 2005 - September 2011 · 6 yrs
Ing Financial Partners, INC
September 2002 - August 2005 · 2 yrs 11 mos
Ing Financial Partners, INC.Broker
November 1994 - August 2005 · 10 yrs 9 mos
State Registrations21 states
AZCACOFLGAIAILINKYMINCNJOHORPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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