VP
VP

Van Pearcy

38 Years of Experience
Midland, TX
2 DisclosuresBrokerSells Insurance

Van Pearcy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Midland, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2020 West Cuthbert Avenue, Midland, TX, 79701-5728

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Denied
Customer Dispute
November 2012
Settled
Other Business ActivitiesSells Insurance

Van is involved in several business activities, including real estate, agriculture, and private investments through various partnerships and LLCs. He also brokers non-variable insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
July 2001 - Present · 25 yrs
Previous Registrations
Raymond James Financial Services
December 2002 - January 2009 · 6 yrs 1 mo
Edward JonesBroker
December 1987 - July 2001 · 13 yrs 7 mos
State Registrations40 states
ALARAZCACOFLGAHIIAILKSKYLAMAMDMEMNMOMSMTNCNDNENJNMNVNYOHOKORPARISCTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Van Pearcy - Financial Advisor | TrueAdvisor