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Mitchel Phiffer

Raymond James Financial Services Advisors, INC
32 Years of Experience
Midland, TX
1 DisclosureBroker
View SEC Summary
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Mitchel Phiffer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Midland, TX, with 32 years of industry experience. Mitchel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

708 W Scharbauer Dr, Suite A4, Midland, TX, 79705

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mitchel owns commercial real estate since 2019, dedicating minimal time to it. He also dedicates about half of his time to marketing, sales, and servicing financial services and products for Permian Wealth Management.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2019 - May 2019 · 0 mos
AXA Advisors, LLC
March 1994 - May 2019 · 25 yrs 2 mos
AXA Advisors, LLCBroker
March 1994 - May 2019 · 25 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1994 - January 2000 · 5 yrs 10 mos
State Registrations12 states
COFLILKSKYLAMENENMOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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