Dan Sanders
Dan Sanders is a registered investment advisor at Independent Financial Group, LLC, based in Houston, TX, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
9219 Katy Freeway, Suite 106, Houston, TX, 77024
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2020Customer Dispute
March 2012Customer Dispute
December 2004Customer Dispute
February 2001Other Business Activities
Dan owns Sanders Career Consulting, offering job advice and coaching, and spends minimal time on it. He also uses "Sanders Financial" as a DBA for marketing his securities business, dedicating full-time hours to it, and is involved in Airbnb rentals, hosting, and co-hosting, spending a few hours per week.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Everen Securities, INC.Broker
Equity Services, INC.Broker
Prudential-Bache Securities INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Graystone Nash, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.