James Charles is a CFA, CFP-designated registered investment advisor at Sanctuary Financial Planning, LLC, based in Charlotte, NC, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Divorce Planning, Estate Planning, and 5 more. Their firm serves 39 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Sanctuary Financial Planning manages investments as part of their comprehensive wealth management service, which has a flat annual fee. They build and implement a low-cost, globally diversified investment strategy tailored to your financial plan, risk profile, and time horizon. They monitor and rebalance your portfolio and employ tax-smart management strategies. Investment management is discretionary, meaning they can make changes without asking you first.
Contact
James Charles
Location
601 South Kings Drive, Suite F-155, Charlotte, NC, 28204
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Financial Planning, LLC
Previous Registrations
Dimensional Fund Advisors LP
Dfa Securities LLCBroker
American Century Investment Services INC.Broker
Royal Alliance Associates, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams