Lyndon Grey
Lyndon Grey is a registered investment advisor at LPL Financial LLC, based in Woodland Hills, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5900 Canoga Ave Ste 220, Ste. 220, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (4)
Judgment / Lien
January 2023Customer Dispute
July 2021Employment Separation After Allegations
September 2011Customer Dispute
December 2010Other Business Activities
Lyndon owns rental property, an investment-related activity, since 2001. He dedicates minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Financial West Group
Financial West GroupBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
TD Ameritrade, INC.Broker
Gbs Financial CORP.Broker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.