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Kenneth Gross

31 Years of Experience
New York, NY
2 DisclosuresBrokerSells Insurance

Kenneth Gross is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 31 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1982
Final Disposition
Criminal
January 1974
Final Disposition
Other Business ActivitiesSells Insurance

Kenneth is an insurance agent since 2006, selling dental, group disability income, life, accident, health, and fixed annuities. This takes a few hours per week, including during securities trading hours.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
June 2008 - March 2017 · 8 yrs 9 mos
Park Avenue Securities LLC
March 2006 - June 2008 · 2 yrs 3 mos
Park Avenue Securities LLCBroker
March 2004 - June 2008 · 4 yrs 3 mos
Nomura Securities International, INC.Broker
January 1993 - April 2002 · 9 yrs 3 mos
State Registrations5 states
CTFLILNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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