Kenneth Gross
Kenneth Gross is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 31 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170
Get directionsHistory
Regulatory History (2)
Criminal
February 1982Criminal
January 1974Other Business ActivitiesSells Insurance
Kenneth is an insurance agent since 2006, selling dental, group disability income, life, accident, health, and fixed annuities. This takes a few hours per week, including during securities trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Nomura Securities International, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.