John Fleckenstein
John Fleckenstein is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
Get directionsHistory
Regulatory History (13)
Customer Dispute
July 2010Customer Dispute
June 2010Customer Dispute
March 2010Customer Dispute
March 2010Customer Dispute
September 2009Customer Dispute
February 2009Customer Dispute
March 2005Customer Dispute
June 2004Customer Dispute
October 2003Customer Dispute
August 2003Customer Dispute
November 2002Customer Dispute
September 2002Customer Dispute
September 2002Other Business Activities
John is involved in three outside business activities: Katy2.5 LLC (land investment), Crawshep LLC (real estate joint ownership with his wife), and Maceygriffin LLC (aircraft ownership). These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
Previous Registrations
Sunbelt Securities
Usf Advisors, LLC
Usf Securities, L.P.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.