2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Charles operates under several DBAs for his investment business as a Registered Representative/Advisor under Sunbelt Securities, dedicating full-time hours. He also runs an insurance agency for fixed life insurance, annuities, group medical insurance, and life settlements, spending about 10-20% of his time, and provides estate planning services for a minimal time commitment.