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Andrew Craig
33 Years of Experience
Paramus, NJ
2 DisclosuresBroker
Andrew Craig is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 33 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 2025Final Disposition
Customer Dispute
April 2001Denied
Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 9 mos
UBS Financial Services INC.
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
June 1996 - April 2007 · 10 yrs 10 mos
The Dreyfus Service CorporationBroker
September 1995 - July 1996 · 10 mos
Dean Witter Reynolds INC.Broker
October 1992 - April 1995 · 2 yrs 6 mos
Hibbard Brown & CO., INC.Broker
November 1991 - December 1991 · 1 mo
State Registrations20 states
AZCACTDCFLGAIDMAMDNCNJNYORPARISCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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