Sheldon Castle
Sheldon Castle is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Williamsport, PA, with 31 years of industry experience. Sheldon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1140 Sheridan Street, Williamsport, PA, 17701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sheldon is an OSJ Supervisor/Investment Advisor Rep at The Comprehensive Financial Group, dedicating full-time hours. He is also an independent insurance agent selling fixed insurance products, also dedicating full-time hours. Additionally, Sheldon is an assistant basketball coach, a basketball referee, and a church deacon, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Allfirst Brokerage CorporationBroker
M&t Securities, INC.Broker
Keystone Brokerage, LLCBroker
Liberty Securities CorporationBroker
Marketing One Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Liberty Securities CorporationBroker
Independent Financial Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.