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Michael Schick

33 Years of Experience
Williamsport, PA
2 DisclosuresBrokerSells Insurance

Michael Schick is a registered investment advisor at Cetera Investment Advisers LLC, based in Williamsport, PA, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1140 Sheridan Street, Williamsport, PA, 17701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Regulatory
August 2006
Final
Other Business ActivitiesSells Insurance

Michael is a representative at Comprehensive Financial Group, offering insurance, securities, and investment products since 2001. He is also an independent insurance agent selling fixed insurance products since 2008; both activities take nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2013 - June 2021 · 8 yrs 5 mos
Ing Financial Partners, INC
March 2006 - October 2011 · 5 yrs 7 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
February 2001 - January 2004 · 2 yrs 11 mos
Washington Square Securities, INC.Broker
April 1996 - February 2001 · 4 yrs 10 mos
Laughlin Group Advisors, INC.Broker
March 1994 - July 1995 · 1 yr 4 mos
Keystone Brokerage, INC.Broker
March 1994 - March 1994 · 0 mos
Invest Financial CorporationBroker
August 1992 - January 1994 · 1 yr 5 mos
Mutual of Omaha Fund Management CompanyBroker
December 1991 - October 1992 · 10 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Schick - Financial Advisor | TrueAdvisor