Richard Spatola is a registered investment advisor, based in Melville, NY, with 33 years of industry experience.
Location
425 Broadhollow RD. Suite 325, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard dedicates full-time hours to his securities and advisory business, Saranac Advisors, Inc., and also spends about 10-20% of his time on tax preparation services through Saranac Tax Services LLC. Additionally, Richard is involved in clothing recycling, a recruitment firm, and several DBAs as a registered rep/advisor, and tax preparation services as a contractor.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Arete Wealth Advisors, LLC
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Verity Asset Management
Verity Investments, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Terra Securities CorporationBroker
Hochman & Baker Securities, INC.Broker
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
The J.B. Sutton Group, LLCBroker
The Dreyfus Service CorporationBroker
Royal Alliance Associates, INC.Broker
Painewebber IncorporatedBroker
J. T. Moran & CO., INC.Broker
State Registrations12 states
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