Scott Royal
Scott Royal is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Omaha, NE, with 38 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
9300 Underwood Ave, Ste 200, Omaha, NE, 68114
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2021Regulatory
November 1992Other Business ActivitiesSells Insurance
Scott may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns J&JS Enterprise (investment property), Taymel, Inc. (legal entity), and ST Holdings 87 LLC (legal entity), dedicating about a quarter of his time to ST Holdings 87 LLC.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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