DC
CFP
DC
CFP

David Duncan Carroll

23 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
59 advisors
Number of Clients
5,035 clients
Average Client Portfolio
$495K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.50%
$500K - $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.70%

Fees may be subject to negotiation depending upon unique circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8355 East Hartford Drive, Suite 105, Scottsdale, AZ, 85255

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an agent/rep for insurance sales and investments since 2004, dedicating minimal time to it. He also holds appointments with carriers for fixed life, health, LTC, and disability insurance, and is part of Trusted Business Advisors Team, LLC.

Employment History
Current Registrations
Trek Financial
April 2008 - Present · 17 yrs 10 mos
Previous Registrations
Trusted Business Advisor Group
April 2014 - March 2023 · 8 yrs 11 mos
Trusted Business Advisor Group
April 2014 - December 2017 · 3 yrs 8 mos
AXA Advisors, LLC
October 2008 - August 2009 · 10 mos
AXA Advisors, LLC
June 2005 - August 2005 · 2 mos
Phoenix Wealth Advisors
March 2004 - December 2010 · 6 yrs 9 mos
Mony Securities Corporation
June 2002 - June 2005 · 3 yrs
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.