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Timothy Dod

34 Years of Experience
Atlanta, GA
1 DisclosureBroker

Timothy Dod is a registered investment advisor at UBS Financial Services INC., based in Atlanta, GA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3560 Lenox Road NE Suite 2800, Atlanta, GA, 30326

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History

Regulatory History (1)
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Customer Dispute
October 2000
Withdrawn
Employment History
Current Registrations
UBS Financial Services INC.Broker
December 2015 - Present · 10 yrs 5 mos
UBS Financial Services INC.
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
January 2003 - December 2015 · 12 yrs 11 mos
Credit Suisse Securities (USA) LLC
January 2003 - December 2015 · 12 yrs 11 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 2002 - January 2003 · 10 mos
Morgan Stanley & CO., IncorporatedBroker
June 1993 - March 2002 · 8 yrs 9 mos
Franklin Distributors, INC.Broker
January 1990 - July 1991 · 1 yr 6 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.