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Timothy Dod
34 Years of Experience
Atlanta, GA
1 DisclosureBroker
Timothy Dod is a registered investment advisor at UBS Financial Services INC., based in Atlanta, GA, with 34 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
3560 Lenox Road NE Suite 2800, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2000Withdrawn
Employment History
Current Registrations
UBS Financial Services INC.Broker
December 2015 - Present · 10 yrs 10 mos
UBS Financial Services INC.
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
January 2003 - December 2015 · 12 yrs 11 mos
Credit Suisse Securities (USA) LLC
January 2003 - December 2015 · 12 yrs 11 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 2002 - January 2003 · 10 mos
Morgan Stanley & CO., IncorporatedBroker
June 1993 - March 2002 · 8 yrs 9 mos
Franklin Distributors, INC.Broker
January 1990 - July 1991 · 1 yr 6 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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