Steven Lombardo
Steven Lombardo is a registered investment advisor at Osaic Wealth, INC., based in Glastonbury, CT, with 37 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
119 C Griswold St., Ste 103, Glastonbury, CT, 06033
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Regulatory History (1)
Financial
May 2019Other Business ActivitiesSells Insurance
Steven is an investment advisor with Securities America Advisors, spending about half his time on investment advisory business. He also works as an insurance agent for Lombardo Insurance Agency and Lombardo Financial Services LLC, selling life insurance and annuities, dedicating a few hours per week to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Washington Square Securities, INC.
Washington Square Securities, INC.Broker
Centaurus Financial, INC.Broker
New England SecuritiesBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.