Hal Brown
Hal Brown is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 37 years of industry experience. Hal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
590 Madison Avenue, 28th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (4)
Judgment / Lien
February 2016Judgment / Lien
September 2015Customer Dispute
March 2010Customer Dispute
February 2010Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P / Alliance Global Partners
Previous Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Wunderlich Securities, INC.Broker
Wunderlich Securities, INC.
Dominick & Dominick LLC
Dominick & Dominick LLCBroker
Trautman Wasserman & Company, INC.Broker
RBC Dain Rauscher INC.Broker
Tucker Anthony IncorporatedBroker
First Union Securities, INC.Broker
First Albany CorporationBroker
Gruntal & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Rodman & Renshaw INC.Broker
First United Securities Group of CaliforniaBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.