David Marshall is a registered investment advisor at Emerson Partners, based in Naples, FL, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Emerson Partners charges an annual management fee based on the value of your portfolio. The fees range from 0.05% to 1.50% per year, depending on the investment strategy and the size of your account. These fees may be negotiable.
Location
Naples, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David owns www.emersonletter.com and occasionally writes about general market views. This activity requires minimal time.
Employment History
Current Registrations
Emerson Partners
Previous Registrations
Private Portfolio of San Diego
Private Portfolio, INC.Broker
U.S. Bancorp Investments, INC.Broker
UBS Warburg LLCBroker
Painewebber IncorporatedBroker
Valores Finamex International, INC.Broker
Inverlat International, INC.Broker
Arka Securities INC.Broker
First Imperial Investor Services, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.