Claudio Mastroianni is a CFP-designated registered investment advisor at Osaic Institutions, INC., based in Albany, NY, with 36 years of industry experience. Claudio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
103 Wolf Road, Albany, NY, 12205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Claudio owns rental property since 1988. This requires minimal time.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Citizens Securities, INC.Broker
Citizens Investment Services
M&t Securities, INC.
M&t Securities, INC.Broker
VALIC Financial Advisors, INC.Broker
M&t Securities, INC.
M&t Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
M&t Securities, INC.
M&t Securities, INC.Broker
Genworth Financial Securities CorporationBroker
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Mercer Allied Company, L.P.Broker
Terra Securities CorporationBroker
Prime Capital Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.